SEC Form 4 · accession 0001179110-18-012244
THOR INDUSTRIES INC · THO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Busch Orthwein
Officer — Exec. Chairman of the Board · Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7 | Oct 15, 2018 | S$0 | 500,000 | — | D | 0 | I | See Note |
| Common StockF8 | Oct 15, 2018 | P$0 | 500,000 | — | A | 1,387,452 | D | |
| Common StockF1 | holding | — | — | — | 37,255 | I | See Note | |
| Common StockF2 | holding | — | — | — | 74,783 | I | See Note | |
| Common StockF3 | holding | — | — | — | 124,000 | I | See Note | |
| Common StockF4 | holding | — | — | — | 30,000 | I | See Note | |
| Common StockF5 | holding | — | — | — | 299,700 | I | See Note | |
| Common StockF6 | holding | — | — | — | 67,440 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
- F2These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
- F3These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
- F4These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust.
- F5These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
- F6These shares are held for the account of the reporting person's spouse.
- F7The shares reported as sold in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership.
- F8The shares reported as purchased in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership.