SEC Form 4 · accession 0001179110-18-008500
THOR INDUSTRIES INC · THO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Busch Orthwein
Officer — Exec. Chairman of the Board · Director
Period of report
Jun 14, 2018
Accepted (ET)
Jun 14, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Jun 14, 2018 | G | 3,900 | $0.00 | D | 887,452 | D | |
| Common StockF7,F8 | Jun 14, 2018 | G | 300 | $0.00 | A | 67,440 | I | See Note |
| Common StockF1 | holding | — | — | — | 37,255 | I | See Note | |
| Common StockF2 | holding | — | — | — | 74,783 | I | See Note | |
| Common StockF3 | holding | — | — | — | 124,000 | I | See Note | |
| Common StockF4 | holding | — | — | — | 30,000 | I | See Note | |
| Common StockF5 | holding | — | — | — | 299,700 | I | See Note | |
| Common StockF9 | holding | — | — | — | 500,000 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
- F2These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
- F3These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
- F4These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust.
- F5These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
- F6Bona fide gift.
- F7Of the 3,900 shares gifted by the reporting person on June 14, 2018, 300 were gifted to the reporting person's spouse.
- F8These shares are held for the account of the reporting person's spouse.
- F9These shares were previously reported as directly beneficially owned, but were contributed to a grantor retained annuity trust on June 14, 2018.