SEC Form 4 · accession 0000906555-16-000023
THOR INDUSTRIES INC · THO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Busch Orthwein
Officer — Exec. Chairman of the Board · Director
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 29, 2016 | S | 4,672 | $85.6934 | D | 40,039 | I | See Note |
| Common Stock | holding | — | — | — | 1,400,252 | D | ||
| Common StockF3 | holding | — | — | — | 74,783 | I | See Note | |
| Common StockF4 | holding | — | — | — | 66,840 | I | See Note | |
| Common StockF5 | holding | — | — | — | 124,000 | I | See Note | |
| Common StockF6 | holding | — | — | — | 30,000 | I | See Note | |
| Common StockF7 | holding | — | — | — | 299,700 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to the reporting person's Rule 10b5-1 plan.
- F2These shares are held for the benefit of a charitable annuity trust of which the reporting person and his wife are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his wife and his three youngest children in the shares.
- F3These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
- F4These shares are held for the account of the reporting person's wife.
- F5These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
- F6These shares are held for the account of a trust for the reporting person's half-brother. The reporting person is one of the trustees of the trust.
- F7These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his wife and his three youngest children in the shares.