SEC Form 4 · accession 0000906555-16-000021
THOR INDUSTRIES INC · THO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Busch Orthwein
Officer — Exec. Chairman of the Board · Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000730263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 8, 2016 | J | 74,783 | — | A | 74,783 | I | See Note |
| Common StockF3,F4 | Sep 8, 2016 | J | 332,368 | — | D | 0 | I | See Note |
| Common Stock | holding | — | — | — | 1,400,252 | D | ||
| Common StockF5 | holding | — | — | — | 66,480 | I | See Note | |
| Common StockF6 | holding | — | — | — | 44,711 | I | See Note | |
| Common StockF7 | holding | — | — | — | 124,000 | I | See Note | |
| Common StockF8 | holding | — | — | — | 30,000 | I | See Note | |
| Common StockF9 | holding | — | — | — | 299,700 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were distributed without consideration by the Indenture Trust for Adolphus Busch Orthwein to the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
- F2These shares were distributed to the reporting person's trust without consideration.
- F3These shares were distributed without consideration by the Indenture Trust for Adolphus Busch Orthwein to various beneficiaries of the trust, including the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
- F4These shares were distributed without consideration.
- F5These shares are held for the account of the reporting person's wife.
- F6These shares are held for the benefit of a charitable annuity trust of which the reporting person and his wife are trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his wife and his three youngest children in the shares.
- F7These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
- F8These share are held for the account of a trust for the reporting person's half-brother. The reporting person is one of the trustees of the trust.
- F9These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his wife and his three youngest children in the shares.