SEC Form 4 · accession 0001140361-18-011892
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Imeson
Officer — VP, Public Affairs
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2018 | F | 149 | $52.15 | D | 3,582 | D | |
| Common StockF3 | holding | — | — | — | 3,526 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 66 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 23, 2018.
- F2Includes 2,302 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The RSUs vest in two equal installments of shares: 1,151 on each March 31, 2018 and 2019.
- F3Shares have been credited to reporting person's account under issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares held in reporting person's account under issuer's Retirement K Savings Plan as of February 28, 2018.