SEC Form 4 · accession 0001140361-18-009853
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Hugo Anderson
Officer — President & CEO · Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | A | 3,425 | $0.00 | A | 67,333 | D | |
| Common StockF2 | Feb 21, 2018 | A | 2,931 | $0.00 | A | 70,264 | D | |
| Common StockF3 | holding | — | — | — | 11,569 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 970 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of the performance threshold for 2017 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F2Shares are issuable as a result of satisfaction of performance goals for 2015-2017 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
- F3Shares have been credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares held in reporting person's account under the issuer's Retirement K Savings Plan as of January 31, 2018.