SEC Form 4 · accession 0001140361-17-010227
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lea Anne Doolittle
Officer — Chief Adm. Officer & SVP
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 1:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | F | 304 | $60.10 | D | 2,548 | D | |
| Common StockF2 | Mar 1, 2017 | F | 618 | $60.10 | D | 1,930 | D | |
| Common StockF3,F4 | Mar 1, 2017 | F | 24 | $60.10 | D | 389 | I | See Footnote |
| Common StockF5 | holding | — | — | — | 8,521 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 330 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 3,228 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 541 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld by the issuer to cover withholding taxes on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 24, 2017.
- F2Shares were withheld by the issuer to cover withholding taxes on issuance of performance shares. Organization and Executive Compensation Committee certification of the payout of these performance shares was reported on Form 4 filed on February 24, 2017.
- F3Shares were withheld by the issuer to cover withholding taxes of reporting person's spouse on issuance of shares due to vesting of restricted stock units. Organization and Executive Compensation Committee certification of satisfaction of the performance threshold and vesting for these restricted stock units was reported on Form 4 filed on February 24, 2017.
- F4Shares held in account of reporting person's spouse.
- F5Shares held in reporting person's account under issuer's Retirement K Savings Plan as of February 28, 2017.
- F6Shares held in account of reporting person's spouse under issuer's Retirement K Savings Plan as of February 28, 2017.
- F7Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F8Shares have been credited to reporting person's account under issuer's Executive Deferred Compensation Plan.