SEC Form 4 · accession 0001140361-17-009077
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn M Filippi
Officer — VP, CCO & Corp. Secretary
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | A | 243 | $0.00 | A | 830 | D | |
| Common StockF2,F3 | Feb 22, 2017 | A | 180 | $0.00 | A | 180 | I | See Footnote |
| Common StockF4 | holding | — | — | — | 762 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F2Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F3Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares held in reporting person's account under the issuer's Retirement K Savings Plan as of January 31, 2017.