SEC Form 4 · accession 0001140361-17-009073
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lea Anne Doolittle
Officer — Chief Adm. Officer & SVP
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | A | 978 | $0.00 | A | 1,067 | D | |
| Common StockF2,F3 | Feb 22, 2017 | A | 327 | $0.00 | A | 2,632 | I | See Footnote |
| Common StockF4 | Feb 22, 2017 | A | 1,785 | $0.00 | A | 2,852 | D | |
| Common StockF5,F3 | Feb 22, 2017 | A | 596 | $0.00 | A | 3,228 | I | See Footnote |
| Common StockF6,F7 | Feb 22, 2017 | A | 64 | $0.00 | A | 413 | I | See Footnote |
| Common StockF8 | holding | — | — | — | 541 | I | See Footnote | |
| Common StockF9 | holding | — | — | — | 8,452 | I | See Footnote | |
| Common StockF10 | holding | — | — | — | 327 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F10Shares held in account of reporting person's spouse under issuer's Retirement K Savings Plan as of January 31, 2017.
- F2Shares are issuable as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F3Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares are issuable as a result of satisfaction of performance goals for 2014-2016 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
- F5Shares are issuable as a result of satisfaction of performance goals for 2014-2016 under a performance share award, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
- F6Shares are issuable to reporting person's spouse as a result of satisfaction of the performance threshold for 2016 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F7Shares held in account of reporting person's spouse.
- F8Shares have been credited to reporting person's account under the issuer's Executive Deferred Compensation Plan.
- F9Shares held in reporting person's account under issuer's Retirement K Savings Plan as of January 31, 2017.