SEC Form 4/A · accession 0001140361-16-070125
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Grant M Yoshihara
Officer — VP
Period of report
Jun 13, 2016
Accepted (ET)
Jun 16, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option to BuyF1,F3,F2 | $44.48 | Jun 13, 2016 | M | 2,000 | D | — | Feb 28, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The reporting person's original Form 4 incorrectly identified the exercise of the Employee Stock Option to Buy as derivative securities acquired.
- F2The options vested in four equal installments on February 21, 2008, and January 1, 2009, 2010, and 2011.
- F3Option was granted as part of compensation for services. The option was exercised in a cashless exercise.