SEC Form 4/A · accession 0001140361-16-063863
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ngoni Murandu
Officer — VP & CIO
Period of report
Mar 31, 2016
Accepted (ET)
May 6, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2016 | M | 660 | — | A | 1,549 | D | |
| Common Stock | Mar 31, 2016 | D | 660 | $54.15 | D | 889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Restricted Stock UnitsF1,F2 | — | Mar 31, 2016 | M | 660 | D | — | — | Common Stock | 660 | 660 | D |
Explanation of responses
- F1Each phantom restricted stock unit (Phantom RSU) is the economic equivalent of one share of Issuer's common stock, plus accrued dividends, payable in cash. The vesting of 660 Phantom RSUs were omitted from the original Form 4 filing.
- F2The Phantom RSUs vest in two equal installments on each March 31, 2016 and 2017.