SEC Form 4 · accession 0001140361-16-059058
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lea Anne Doolittle
Officer — Chief Adm. Officer & SVP
Period of report
Mar 23, 2016
Accepted (ET)
Mar 25, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2016 | S | 6,113 | $52.173 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 8,254 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 2,232 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 524 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 338 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 319 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple sales on reported date with prices ranging from $51.97 to $52.24, resulting in an average price of $52.173. Northwest Natural Gas Company will provide upon request by the Commission staff or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F2Shares are held in reporting person's account under issuer's Retirement K Savings Plan as of February 29, 2016.
- F3Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Reflects shares that have been credited to reporting person's account under the issuer's Executive Deferred Compensation Plan.
- F5Shares are held in account of reporting person's spouse.
- F6Shares are held in reporting person's spouse's account under issuer's Retirement K Savings Plan as of February 29, 2016.