SEC Form 4 · accession 0001140361-16-057035
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg S Kantor
Officer — CEO · Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 8, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2016 | S | 4,130 | $50.2397 | D | 0 | I | See Footnote |
| Common Stock | holding | — | — | — | 45,997 | D | ||
| Common StockF3 | holding | — | — | — | 7,547 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 200 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 570 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Kantor determined to diversify his Retirement K Savings Plan (401K) in connection with his announced retirement on December 31, 2016. This transaction reflects the sale of stock held in his retirement account through issuer's 401K. The price reported reflects the amount per share credited to reporting person's 401K account with respect to the shares sold.
- F2Shares held in reporting person's account under issuer's 401K as of reporting date.
- F3Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- F5Shares held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.