SEC Form 4 · accession 0001140361-16-046781
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Dodson
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2015 | G | 650 | $0.00 | D | 5,424 | I | By Trust |
| Common StockF2 | Jan 1, 2016 | A | 158 | $0.00 | A | 158 | D | |
| Common StockF3 | holding | — | — | — | 11,216 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in a trust for the benefit of the reporting person's spouse. The filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2Common stock pursuant to restricted stock units (RSUs) granted in accordance with the Northwest Natural Gas Company Compensation Policy for Non-employee Directors, effective as of January 1, 2016. These RSUs vest on May 25, 2016.
- F3Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.