SEC Form 4 · accession 0001140361-15-042168
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn M Filippi
Officer — VP and Corporate Secretary
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | M | 70 | $34.29 | A | 472 | D | |
| Common Stock | Nov 16, 2015 | S | 70 | $46.90 | D | 402 | D | |
| Common Stock | Nov 17, 2015 | M | 1,130 | $34.29 | A | 1,532 | D | |
| Common Stock | Nov 17, 2015 | S | 1,130 | $46.90 | D | 402 | D | |
| Common StockF1 | holding | — | — | — | 670 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option to BuyF2 | $34.29 | Nov 16, 2015 | M | 70 | A | — | Feb 29, 2016 | Common Stock | 70 | 1,130 | D |
| Employee Stock Option to Buy (Common Stock)F2 | $34.29 | Nov 17, 2015 | M | 1,130 | A | — | Feb 29, 2016 | Common Stock | 1,130 | 0 | D |
Explanation of responses
- F1Shares held in reporting person's account under issuer's Retirement K Savings Plan as of October 31, 2015.
- F2The option vested in four equal installments on 2/22/2007, and January 1st in 2008, 2009 and 2010.