SEC Form 4 · accession 0001140361-15-009460
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg S Kantor
Officer — President & CEO · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 2,391 | $0.00 | A | 36,137 | D | |
| Common StockF2,F3 | Feb 25, 2015 | A | 797 | $0.00 | A | 4,621 | I | See Footnote |
| Common StockF4 | Feb 25, 2015 | A | 3,762 | $0.00 | A | 39,899 | D | |
| Common StockF5,F3 | Feb 25, 2015 | A | 1,013 | $0.00 | A | 5,634 | I | See Footnote |
| Common StockF6 | holding | — | — | — | 3,874 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 200 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 570 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of performance goals for 2012-2014 under a performance share award. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
- F2Shares are issuable as a result of satisfaction of performance goals for 2012-2014 under a performance share award, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the award payout level occurred on the transaction date.
- F3Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4Shares are issuable as a result of satisfaction of the performance threshold for 2014 under restricted stock unit awards. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F5Shares are issuable as a result of satisfaction of the performance threshold for 2014 under restricted stock unit awards, and credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives pursuant to a prior election. Organization and Executive Compensation Committee certification of the satisfaction of the performance threshold occurred on the transaction date.
- F6Shares held in reporting person's account under issuer's Retirement K Savings Plan as of January 31, 2015.
- F7Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- F8Shares held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.