SEC Form 4 · accession 0001140361-15-002263
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Dodson
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2014 | G | 560 | $0.00 | D | 8,872 | I | By Trust |
| Common Stock | Aug 21, 2014 | G | 7 | $0.00 | D | 0 | D | |
| Common StockF1 | Sep 3, 2014 | G | 710 | $0.00 | D | 8,162 | I | By Trust |
| Common StockF2,F3 | Jan 15, 2015 | J | 2,712 | $0.00 | D | 11,655 | I | See Footnote |
| Common StockF2,F1 | Jan 15, 2015 | J | 2,712 | $0.00 | A | 10,874 | I | By Trust |
| Common StockF4,F3 | Jan 15, 2015 | S | 879 | $50.0171 | D | 10,776 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held in a trust for the benefit of the reporting person's spouse. The filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to a trust account for the benefit of the reporting person's spouse pursuant to reporting person's election on 12/10/2007 with regard to his election to participate in the DCP.
- F3Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F4These shares were issued in connection with the Reporting Person's election on 12/10/2007 to participate in Northwest Natural Gas Company Deferred Compensation Plan for Directors and Executives (DCP), which specifies that taxes shall be withheld from distributions. Pursuant to the Plan and the Reporting Person's election on 12/10/2007, these shares were sold to pay taxes on the DCP distribution made on 1/15/2015.