SEC Form 4 · accession 0001140361-15-002261
NORTHWEST NATURAL GAS CO · NWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg S Kantor
Officer — President & CEO · Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 8:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000073020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2014 | G | 107 | $0.00 | D | 33,039 | D | |
| Common StockF1,F2 | Jan 15, 2015 | J | 434 | $0.00 | D | 4,004 | I | See Footnote |
| Common StockF1 | Jan 15, 2015 | J | 434 | $0.00 | A | 33,473 | D | |
| Common StockF3,F2 | Jan 15, 2015 | S | 217 | $50.0171 | D | 3,787 | I | See Footnote |
| Common StockF4 | holding | — | — | — | 3,866 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 200 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 570 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on December 5, 2008 (for shares acquired in 2008) and on December 8, 2008 (for shares acquired in 2009) with regard to his election to participate in the DCP.
- F2Reflects shares that have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- F3These shares were issued in connection with the reporting person's election on December 5, 2008 (for shares acquired in 2008) and on December 8, 2008 (for shares acquired in 2009) to participate in Northwest Natural Gas Company Deferred Compensation Plan for Directors and Executives (DCP), which specifies that taxes shall be withheld from distribution. Pursuant to the Plan and the reporting person's elections on the dates stated hereinabove, these shares were sold to pay taxes on the DCP distribution made on January 15, 2015.
- F4Held in reporting person's account under issuer's Retirement K Savings Plan as of December 31, 2014.
- F5Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- F6Held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.