SEC Form 4 · accession 0001567619-19-006737

XCEL ENERGY INC · XEL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Corp Secretary, Exec Svcs

Period of report

Mar 8, 2019

Accepted (ET)

Mar 12, 2019 · 6:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072903

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 11, 2019	S	8,953	$55.859	D	8,855	D
Common Stock	Mar 12, 2019	G	905	$0.00	D	7,950	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F4,F2,F3	—	Mar 8, 2019	I	898	D	—	—	Common Stock	898	43,467	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.83 to $55.91, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2Each share of phantom stock represents the right to receive the cash value of one share of common stock.
F3Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.
F4The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.