SEC Form 4 · accession 0001567619-19-005173
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent T Larson
Officer — EVP, Group Pres, Operations
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | A | 22,741 | $0.00 | A | 111,482 | D | |
| Common StockF1 | Feb 19, 2019 | M | 7,581 | — | A | 119,063 | D | |
| Common StockF2 | Feb 19, 2019 | F | 13,709 | $53.46 | D | 105,354 | D | |
| Common StockF3 | holding | — | — | — | 3,811 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F5 | — | Feb 19, 2019 | M | 7,581 | D | — | — | Common Stock | 7,581 | 0 | D |
Explanation of responses
- F1Restricted stock units are settled in common stock on a one-for-one basis.
- F2Fractional share interests relating to the settlement of restricted stock and performance share unit awards and relating to share withholding for taxes were settled in cash.
- F3Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 15, 2019.
- F4Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 6,891 units.
- F5Award vested on December 31, 2018 but was settled in shares of common stock on February 19, 2019.