SEC Form 4 · accession 0001567619-18-008773
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J. Policinski
Director
Period of report
Dec 28, 2018
Accepted (ET)
Dec 28, 2018 · 2:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF2,F3,F1 | — | Dec 28, 2018 | A | 817 | A | — | — | Common Stock | 817 | 85,717 | D |
Explanation of responses
- F1Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.
- F2Of the 816.532 stock equivalent units, 680.444 were granted at a price of $49.60 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 136.089 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.
- F3Includes 645.292 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.