SEC Form 4 · accession 0001567619-18-008768
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Casey
Director
Period of report
Dec 28, 2018
Accepted (ET)
Dec 28, 2018 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 28, 2018 | A | 635 | — | A | 3,973 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Retainer granted in the form of stock equivalent units payable in whole shares of common stock following termination of a reporting person's service as director and fractional units are payable at such time in cash.
- F2Of the 635.081 stock equivalent units, 529.234 were granted at a price of $49.60 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 105.847 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.
- F3Includes 15.562 stock equivalent units acquired pursuant to the reinvestment of dividend equivalents during the current quarter.