SEC Form 4 · accession 0001567619-18-003417
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Casey
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 1, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 28, 2018 | A | 191 | — | A | 3,322 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Retainer granted in the form of stock equivalent units payable in whole shares of common stock following the termination of the reporting person's service as a director and fractional units are payable at such time in cash.
- F2Of the 191.116 stock equivalent units, 159.263 were granted at a price of $46.58 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 31.853 were granted at no cost to the reporting persons as a 20% premium on the amount of such retainer.
- F3Fractional share paid out as a result of account settlement.