SEC Form 4 · accession 0001140361-18-024657
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Patricia Sampson
Director
Period of report
May 17, 2018
Accepted (ET)
May 18, 2018 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2018 | A | 3,163 | $0.00 | A | 5,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF3,F2 | — | May 17, 2018 | A | 1 | A | — | — | Common Stock | 1 | 137,275 | D |
Explanation of responses
- F1Includes 220.170 shares of stock acquired pursuant to reinvestment of dividends.
- F2Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
- F3Includes 4,218.716 shares of stock equivalent units acquired pursuant to reinvestment of dividend equivalents.