SEC Form 4/A · accession 0001140361-18-012923
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy John O'Connor
Officer — Senior VP and CNO
Period of report
Feb 20, 2018
Accepted (ET)
Mar 9, 2018 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2018 | A | 474 | $0.00 | A | 9,354 | D | |
| Common StockF3 | holding | — | — | — | 324 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Corrected to reflect 237.222 additional shares acquired in the previously reported transaction. Subsequent reports on Form 4 were not affected.
- F2This amount also includes 50.195 shares of stock acquired between March 13, 2017 and December 28, 2017 pursuant to the reinvestment of dividends.
- F3Corrected to reflect shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan based on adjusted plan statement dated as of March 1, 2018.