SEC Form 4 · accession 0001140361-18-000940
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Frenzel
Officer — EVP, CFO
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2018 · 8:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 2, 2018 | A | 6,004 | A | — | Dec 31, 2020 | Common Stock | 6,004 | 6,004 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
- F2Award vests on Dec. 31, 2020.