SEC Form 4 · accession 0001140361-17-021613
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Yohannes
Director
Period of report
May 18, 2017
Accepted (ET)
May 19, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF2,F1 | $0.00 | May 18, 2017 | A | 3,070 | A | — | — | Common Stock | 3,070 | 3,236 | D |
Explanation of responses
- F1Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of the reporting person's service as a director; fractional units are payable at such time in cash.
- F2Includes 1.330 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent units.