SEC Form 4 · accession 0001140361-17-008951

XCEL ENERGY INC · XEL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Corp Secretary, Exec Svcs

Period of report

Feb 21, 2017

Accepted (ET)

Feb 23, 2017 · 9:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072903

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 21, 2017	A	3,057	$0.00	A	23,981	D
Common Stock^F1	Feb 21, 2017	M	2,620	—	A	26,601	D
Common Stock^F2	Feb 21, 2017	F	1,131	$42.00	D	25,470	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F4,F1,F3	—	Feb 21, 2017	A	10,414	A	—	—	Common Stock	10,414	40,684	D
Restricted Stock Units^F5,F1,F6	—	Feb 21, 2017	M	2,620	D	—	—	Common Stock	2,620	0	D

F1Restricted stock units and phantom shares are settled in common stock on a one-for-one basis.
F2A fractional share interest was settled in cash in connection with the settlement of restricted stock and performance share unit awards and the withholding of shares for taxes.
F3Shares of phantom stock become payable in accordance with the reporting person's distribution election made under the Issuer's Deferred Compensation Plan (the "Plan").
F4The number of shares of phantom stock reflects additional shares credited upon the deemed reinvestment of dividend equivalents as well as minor adjustments due to the unitized nature of the Plan's Issuer stock fund.
F5Number of shares and units shown reflects the reinvestment of dividend equivalents since the original grant of 2,358 units.
F6Award vested on December 31, 2016 but was settled in shares of common stock on February 21, 2017.