SEC Form 4 · accession 0001140361-17-008945
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Frenzel
Officer — EVP, CFO
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 9:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2017 | A | 7,620 | — | A | 7,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the 7,620 shares, 6,350 were issued at a price of $42.00 per share in connection with the reporting person's election to receive a portion of his annual incentive award in restricted shares, and 1,270 were issued at no cost as a 20% premium on the annual incentive amount received in shares.