SEC Form 4 · accession 0001140361-17-000795
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin E. McDaniel Jr.
Officer — EVP, Group Pres, & CAO
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 3, 2017 | A | 6,155 | A | — | Dec 31, 2019 | Common Stock | 6,155 | 6,155 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
- F2Award vests on December 31, 2019.