SEC Form 4 · accession 0001140361-16-089298
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin G S Fowke III
Officer — Chairman, President and CEO · Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | G | 10,953 | $0.00 | D | 429,080 | D | |
| Common StockF2 | holding | — | — | — | 1,951 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount also includes 895.758 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
- F2Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Retirement Plan as of the most recent plan statement (December 5, 2016). This amount also includes 47.505 shares acquired since the reporting person's last report pursuant to the reinvestment of dividends.