SEC Form 4 · accession 0001140361-16-085201
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Eves
Officer — President, PSCO
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2016 | S | 4,400 | $40.52 | D | 50,362 | D | |
| Common Stock | Nov 3, 2016 | S | 1,100 | $40.58 | D | 49,262 | D | |
| Common Stock | Nov 3, 2016 | S | 2,250 | $40.59 | D | 47,012 | D | |
| Common Stock | Nov 3, 2016 | S | 2,250 | $40.64 | D | 44,762 | D | |
| Common StockF1 | holding | — | — | — | 7,493 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of the most recent plan statement (Oct. 27, 2016).