SEC Form 4 · accession 0001140361-16-081242
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gail Boudreaux
Director
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF2,F3,F1 | $0.00 | Sep 28, 2016 | A | 755 | A | — | — | Common Stock | 755 | 41,028 | D |
Explanation of responses
- F1Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
- F2Of the 754.995 stock equivalent units, 629.162 were granted at a price of $42.37 per unit in connection with the reporting person's election to defer receipt of quarterly cash director retainers, and 125.833 were granted at no cost to the reporting person as a 20% premium on the amount of such retainer.
- F3Includes 304.731 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.