SEC Form 4 · accession 0001140361-16-078185
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin E. McDaniel Jr.
Officer — EVP, Group Pres, & CAO
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2016 | S | 1,400 | $41.46 | D | 79,404 | D | |
| Common Stock | Aug 26, 2016 | S | 2,400 | $42.40 | D | 77,004 | D | |
| Common StockF1 | Aug 26, 2016 | S | 8,100 | $41.48 | D | 68,904 | D | |
| Common StockF2 | holding | — | — | — | 9,047 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 110.588 shares of stock acquired pursuant to reinvestment of dividends.
- F2Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of the most recent plan statement (August 29, 2016).