SEC Form 4 · accession 0001140361-16-066322
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Patricia Sampson
Director
Period of report
May 19, 2016
Accepted (ET)
May 19, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF2,F1 | $0.00 | May 19, 2016 | A | 3,367 | A | — | — | Common Stock | 3,367 | 125,840 | D |
Explanation of responses
- F1Each stock equivalent unit is the economic equivalent of one share of common stock. Whole stock equivalent units are payable in shares of common stock following termination of a reporting person's service as a director; fractional units are payable at such time in cash.
- F2Includes 4,212.998 shares of stock equivalent units acquired pursuant to reinvestment of stock equivalent unit dividends.