SEC Form 4 · accession 0001140361-16-063604
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Frenzel
Officer — EVP, CFO
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | May 3, 2016 | A | 5,925 | A | — | — | Common Stock | 5,925 | 5,925 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | May 3, 2016 | A | 2,963 | A | — | — | Common Stock | 2,963 | 2,963 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Award vests on Dec. 31, 2018, and will be settled thereafter in cash or common stock following such determination by the Governance, Compensation and Nominating Committee.
- F3Award vests on Dec. 31, 2017, and will be settled thereafter in cash or common stock following such determination by the Governance, Compensation and Nominating Committee.