SEC Form 4 · accession 0001140361-16-054050
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Clark
Officer — President, NSPM
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 9:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | A | 2,555 | $0.00 | A | 7,225 | D | |
| Common Stock | Feb 16, 2016 | F | 860 | $38.82 | D | 6,366 | D | |
| Common StockF2 | holding | — | — | — | 1,025 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.
- F2Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 17, 2016).