SEC Form 4 · accession 0001140361-16-054037
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa S Madden
Officer — EVP and CFO
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 9:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2016 | A | 38,471 | $0.00 | A | 122,734 | D | |
| Common Stock | Feb 16, 2016 | F | 18,586 | $38.82 | D | 104,148 | D | |
| Common StockF3 | holding | — | — | — | 9,379 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A fractional share interest was settled in cash in connection with the settlement of a restricted stock unit award and the withholding of shares for taxes.
- F2This amount also includes 2,958.20 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
- F3Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(K) Savings Plan as of the most recent plan statement (February 17, 2016).