SEC Form 4 · accession 0001140361-16-050215
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa S Madden
Officer — EVP and CFO
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Feb 1, 2016 | I | 1,217 | D | — | Feb 1, 2016 | Common Stock | 1,217 | 12,383 | D |
Explanation of responses
- F1Each share of phantom stock entitled the reporting person to recieve the cash value of one share of common stock.
- F2Phantom stock held under the Xcel Energy Deferred Compensation Plan as of the most recent plan report (February 2, 2016).