SEC Form 4 · accession 0001140361-16-046955
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judy M. Poferl
Officer — SVP, Corp Sec & Exec Svcs
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 4, 2016 | A | 1,961 | A | — | Dec 31, 2018 | Common Stock | 1,961 | 1,961 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Award vests on Dec. 31, 2018.