SEC Form 4 · accession 0001140361-15-039484
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Savage
Officer — SVP & Controller
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | $0.00 | Oct 30, 2015 | A | 7 | A | — | — | Common Stock | 7 | 493 | D |
Explanation of responses
- F1Includes 7.289 shares of common stock acquired pursuant to reinvestment of dividends.
- F2Security converts to common stock on a one-for-one basis.
- F3Shares of phantom stock are payable in cash following termination of reporting persons employment.