SEC Form 4 · accession 0001140361-15-036661
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy John O'Connor
Officer — Senior VP and CNO
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 2:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Sep 30, 2015 | A | 17 | A | — | — | Common Stock | 17 | 7,477 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Shares of phantom stock are payable in cash following termination of a reporting persons employment.