SEC Form 4 · accession 0001140361-15-032856
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Prokopanko
Director
Period of report
Aug 19, 2015
Accepted (ET)
Aug 19, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Aug 19, 2015 | A | 2,838 | A | — | — | Common Stock | 2,838 | 2,838 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Shares of phantom stock are payable in shares of common stock following termination of a reporting persons service. Partial shares are payable in cash.