SEC Form 4 · accession 0001140361-15-025583
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim Williams
Director
Period of report
Jun 26, 2015
Accepted (ET)
Jun 26, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Jun 26, 2015 | A | 940 | A | — | — | Common Stock | 940 | 58,578 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Shares of phantom stock are payable in shares of common stock following termination of a reporting persons service. Partial shares are payable in cash.