SEC Form 4 · accession 0001140361-15-021263
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard K Davis
Director
Period of report
May 21, 2015
Accepted (ET)
May 21, 2015 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | $0.00 | May 21, 2015 | A | 3,899 | A | — | — | Common Stock | 3,899 | 51,613 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Shares of phantom stock are payable in shares of common stock following termination of a reporting person's service. Partial shares are payable in cash.
- F3Includes 1695.14 shares of stock equivalent units acquired pursuant to reinvestment of phantom stock dividends.