SEC Form 4/A · accession 0001140361-15-010764
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Marvin E. McDaniel Jr.
Officer — EVP, Grp Pres, Utilities & CAO
Period of report
Mar 2, 2015
Accepted (ET)
Mar 6, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 2, 2015 | F | 3,294 | $34.75 | D | 75,914 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 19, 2015. A fractional share interest was sold in connection with the vesting of the award.
- F2The sole purpose of filing this amendment is to correct the total amount of securities directly owned following the March 2, 2015 transactions which were reported on March 4, 2015.