SEC Form 4 · accession 0001140361-15-010288
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffrey S Savage
Officer — SVP & Controller
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | F | 351 | $34.75 | D | 5,446 | D | |
| Common Stock | holding | — | — | — | 2,128 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | $0.00 | Mar 3, 2015 | A | 7 | A | — | — | Common Stock | 7 | 373 | D |
Explanation of responses
- F1Withholding of stock to satisfy tax withholding obligation on vesting of an award of restricted stock under the Xcel Energy Executive Annual Incentive Award Program that were included in the common stock holdings reported by the reporting person on Form 4 filed on February 19, 2015. A fractional share interest was sold in connection with the vesting of the award.
- F2Shares of phantom stock are payable in cash following termination of reporting persons employment.