SEC Form 4 · accession 0001140361-15-000718
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Savage
Officer — SVP & Controller
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 2, 2015 | A | 1,385 | A | — | Dec 31, 2017 | Common Stock | 1,385 | 1,385 | D |
| Phantom StockF1,F3 | $0.00 | Jan 2, 2015 | A | 3 | A | — | — | Common Stock | 3 | 308 | D |
Explanation of responses
- F1Security converts to common stock on a one-for-one basis.
- F2Award vests on December 31, 2017.
- F3Shares of phantom stock are payable in cash following termination of a reporting persons employment.