SEC Form 4 · accession 0001140361-15-000710
XCEL ENERGY INC · XEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin G S Fowke III
Officer — Chairman, President and CEO · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072903
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 258,969 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 2, 2015 | A | 29,901 | A | — | Dec 31, 2017 | Common Stock | 29,901 | 29,901 | D |
Explanation of responses
- F1This amount also includes 170.773 shares of stock acquired pursuant to reinvestment of dividends.
- F2Security converts to common stock on a one-for-one basis.
- F3Award vests on Dec. 31, 2017.