SEC Form 4 · accession 0000914190-18-000445
EVO Transportation & Energy Services, Inc. · EVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Scott Wheeler
Director
Period of report
Aug 13, 2018
Accepted (ET)
Oct 19, 2018 · 9:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000728447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.50 | Aug 13, 2018 | A | 100,000 | A | — | Aug 13, 2028 | Common Stock | 100,000 | 100,000 | D |
| Convertible Promissory NoteF2 | $2.50 | holding | — | — | — | Jul 20, 2019 | Jul 31, 2020 | Common Stock | — | — | D |
| Common Stock Warrant (right to buy)F3 | $2.50 | holding | — | — | — | — | Jul 20, 2028 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F125,000 shares vest on each of 8/13/18, 8/13/19, 8/13/20 and 8/13/21.
- F2Note amount does not reflect accrued interest and is convertible at $2.50 per share.
- F3Fully exercisable.